Institutioneller Knowledge Graph
Finanz- & Regulierungs-Knowledge-Graph-Index
Strukturiertes Verzeichnis von 38 Finanzinstituten, Personen, Benchmarks und Aufsichtsrahmen auf London Firm Ledger mit Wikidata-Q-IDs sowie Verknüpfungen zu Broker-Dossiers, Aufsichtsbehörden und Rankings.
Unternehmen & Finanzinstitute
12 Einträge
FinaltoID-8270495631Corporate Profile Finalto Is A UK-based Fintech Company Established In 2014 . The Company Focuses On Providing A Wide Range Of Fintech And Liquidity Solutions And Is Committed To Meeting The Needs Of Traders Around The World. Finalto Has A....6th Floor Luna Tower, Waterfront Drive, Road Town, Tortola, VG1110, British Virgin IslandsFinancial Conduct Authority (UK FCA)0 verknüpfte AnalysenLMAX GroupID-9063518427Corporate Profile LMAX Group (referred To As LMAX) Is A Leading Global Financial Technology Company, Established In 2010 And Headquartered In London, UK . LMAX Group Specializes In Providing Trading Services To Retail And Institutional Clie...Yellow Building 1A Nicholas Road London W11 4AN UNITED KINGDOMFinancial Conduct Authority0 verknüpfte AnalysenPepperstoneID-1847635209Company Profile Company Name: Pepperstone Markets Limited Established: 2010 Headquarters Location: New Providence, Bahamas Registered Capital: Undisclosed Company Registration Number: 177174B Official Website Domain Name Registration Date:....Level 16, Tower One, 727 Collins Street Melbourne, VIC Australia 3008 Sea Sky Lane, B201 Sandyport, Nassau New Providence, The BahamasFinancial Conduct Authority0 verknüpfte AnalysenCFI International LtdID-2856791403Company Profile CFI Group, Full Name Credit Financier Investment (CFI) Ltd, Is An Online Financial Trading Service Provider Operating Worldwide. The Company Is Registered In Cyprus And Has Regulatory Licenses In Several Countries, Including...The Catalyst, Silicon Avenue, 40 Cybercity, 72201 Ebene, Grand Floor, Republic of Mauritius.Financial Conduct Authority0 verknüpfte AnalysenDBG MarketsID-5930741628DBG MarketS (DREAM BEGIN GLOBAL LIMITED) Was Established In 2007 And Is A Foreign Exchange Derivatives Dealer Based In London, United Kingdom, Licensed In Multiple Jurisdictions Worldwide. DBG Markets Provides The Best Liquidity For Financi...First Floor, First St Vincent Bank Ltd Building James Street Kingstown St. Vincent and the Grenadines. 16 BEDFORDVIEW TERRACE 48 ARTERIAL ROAD EAST BEDFORDVIEW 110 Bishopsgate, London, England, EC2N 4AY. Govant Building, BP 1276, Port Vila, Vanuatu. ROOM 1804 BEVERLY HOUSE, 93-107 LOCKHART ROAD, WAN CHAI, HONG KONG.Financial Conduct Authority0 verknüpfte AnalysenFXTMID-2063594817Corporate Profile FXTM ForexTime Is A Global Online Foreign Exchange Broker Founded In 2011 And Headquartered In Limassol, Cyprus. As A Broker Focused On Providing Trading Services For A Wide Range Of Financial Products Including Forex, Pre...35, Lamprou Konstantara Street, FXTM Tower, Kato Polemidia, CY-4156 LimassolFinancial Conduct Authority0 verknüpfte AnalysenHirose FinancialID-6071549283Basic Information & Regulators Hirose Financial Was Established In 2010. It Is Headquartered In London, UK, And Has Branches In Japan, Malaysia, And Hong Kong. Hirose Financial Currently Holds A Pass-through License From The Financial Marek...Salisbury House 29 Finsbury Circus London EC2M 5QQFinancial Conduct Authority0 verknüpfte AnalysenZFXID-8437591602Corporate Overview Shanhai Securities (ZFX) Is A Financial Institution Group That Specializes In Providing Multi-asset Trading Services Such As Foreign Exchange, Commodities, Indices, Gold Bars And Stocks To Institutional And Retail Investo...No. 1 Royal Exchange, London, EC3V 3DGFinancial Conduct Authority (UK FCA)0 verknüpfte AnalysenITI CapitalID-3601495827Corporate Profile ITI Markets Is The Trading Name Of ITI Capital Limited. Since Its Establishment In 1994, The Company Has Been Dedicated To Providing Trading Services In A Wide Range Of Financial Instruments To Retail And Professional Clie...Level 33 Tower 42, 25 Old Broad Street, London EC2N 1HQ, United KingdomFinancial Conduct Authority0 verknüpfte AnalysenSpreadcoID-8796254310Spread Is A Leading Online Provider Of Contracts For Difference, Financial Spreads And Forex. Spread Co's In-house Platform Allows You To Trade Commodities, Indices, Stocks And Forex With Fixed Low Spreads And Low Margins. Spread's Platform...22 Bruton Street, London W1J 6QEFinancial Conduct Authority0 verknüpfte AnalysenBRITANNIAID-1375869402Corporate Overview Britannia Financial Group (Britannia For Short) Is A Global Financial Services Company Headquartered In London And Bahamas . The Company Was Established In 20XX With A Registered Capital Of XXX Million Pounds And Incorpor...Level 28, 52 Lime Street London, EC3M 7AF, United KingdomFinancial Conduct Authority0 verknüpfte AnalysenCPT MarketsID-5801762394Corporate Profile CPT Markets Is A Forex Broker Established In 2008 And Headquartered In London, United Kingdom . Since Its Establishment, The Company Is Committed To Providing Comprehensive Financial Services To Global Investors, Including...#45, 5th Avenue, Corozal Town, Corozal District,Financial Conduct Authority0 verknüpfte Analysen
Benchmarks & Finanzprodukte
4 Einträge
Bank of England Real-Time Gross Settlement (RTGS) SystemBOE-RTGSCritical national infrastructure operated by the Bank of England holding central bank reserve accounts and executing real-time gross sterling settlement.United KingdomBank of England Real-Time Gross Settlement (RTGS) System10 verknüpfte AnalysenLondon Court of International Arbitration (LCIA)LCIAOne of the world’s leading international institutions for commercial dispute resolution, offering efficient, flexible, and confidential arbitration procedures.United Kingdom / InternationalLondon Court of International Arbitration (LCIA)10 verknüpfte AnalysenLondon Stock Exchange AIM Rules FrameworkAIM-RULESRegulatory rulebook issued by the London Stock Exchange governing companies admitted to trading on AIM and their approved Nominated Advisers.United KingdomLondon Stock Exchange AIM Rules Framework10 verknüpfte AnalysenUK Companies House Official RegisterCOMP-HOUSEExecutive agency of the British government maintaining the official register of companies and corporate filings across England, Wales, Scotland, and Northern Ireland.United KingdomUK Companies House Official Register11 verknüpfte Analysen
Lizenzen & Aufsichtsrahmen
14 Einträge
Central Bank of Ireland (CBI) Securities AuthorizationCBI-MIFIDNational competent authority of Ireland supervising investment firms, fund managers, and credit institutions, granting cross-border EU passporting rights.Ireland (European Union)Central Bank of Ireland (CBI) Securities Authorization10 verknüpfte AnalysenFCA Appointed Representative Policy (PS22/11)PS22-11Regulatory reforms increasing principal firm oversight and disclosure obligations to reduce consumer harm originating from appointed representatives.United KingdomFCA Appointed Representative Policy (PS22/11)10 verknüpfte AnalysenFCA Client Assets Sourcebook (CASS 7)CASS-7Detailed rules in the FCA Handbook requiring firms to protect client money and assets by holding them in segregated statutory trust accounts at credit institutions.United KingdomFCA Client Assets Sourcebook (CASS 7)11 verknüpfte AnalysenFCA Consumer Duty Principle 12 FrameworkPRIN-12Overarching FCA principle requiring firms to act to deliver good outcomes for retail customers across products, price, understanding, and support.United KingdomFCA Consumer Duty Principle 12 Framework10 verknüpfte AnalysenFCA Part 4A Permission FrameworkPART-4AStatutory authorization under Part 4A of FSMA 2000 permitting regulated firms to carry on designated regulated financial activities in the UK.United KingdomFCA Part 4A Permission Framework11 verknüpfte AnalysenFCA / PRA Operational Resilience Policy (PS21/3)PS21-3Regulatory policy requiring financial firms to build operational resilience to prevent, adapt, respond to, recover, and learn from severe operational disruptions.United KingdomFCA / PRA Operational Resilience Policy (PS21/3)10 verknüpfte AnalysenGibraltar Financial Services Commission (GFSC) DLT RegimeGFSC-DLTPrinciples-based regulatory framework enacted under the Financial Services Act 2019 governing entities storing or transmitting value belonging to others using DLT.Gibraltar (UK Overseas Territory)Gibraltar Financial Services Commission (GFSC) DLT Regime10 verknüpfte AnalysenPanel on Takeovers and Mergers (The Takeover Panel)TAKEOVER-PANELIndependent regulatory body responsible for issuing and administering the City Code on Takeovers and Mergers to ensure fair treatment of shareholders.United KingdomPanel on Takeovers and Mergers (The Takeover Panel)10 verknüpfte AnalysenSenior Managers and Certification Regime (SM&CR)SMCRRegulatory regime governing individual accountability, conduct, and competence for senior managers and certified staff across UK financial institutions.United KingdomSenior Managers and Certification Regime (SM&CR)10 verknüpfte AnalysenUK CASS 7 Client Money RulesCASS-7Chapter 7 of the FCA Client Assets Sourcebook governing the statutory trust segregation and daily reconciliation of client money held by UK investment firms.United KingdomUK CASS 7 Client Money Rules4 verknüpfte AnalysenU.K. Financial Conduct Authority (FCA)FCAFinancial regulatory body in the United Kingdom supervising conduct and prudential standards across investment firms, payment institutions, and trading venues.United KingdomU.K. Financial Conduct Authority (FCA)4 verknüpfte AnalysenUK Investment Firms Prudential Regime (MIFIDPRU)IFPR-MIFIDPRUPrudential regulatory framework governing capital adequacy, liquidity, risk governance, and remuneration for all FCA-authorized investment firms.United KingdomUK Investment Firms Prudential Regime (MIFIDPRU)11 verknüpfte AnalysenUK Investment Security Unit (ISU) NSIA FrameworkUK-NSIAStatutory framework allowing the British government to scrutinize and intervene in business transactions and investments to protect national security.United KingdomUK Investment Security Unit (ISU) NSIA Framework10 verknüpfte AnalysenUK Market Abuse Regulation (UK MAR)UK-MARStatutory regime prohibiting insider dealing, unlawful disclosure of inside information, and market manipulation across UK trading venues.United KingdomUK Market Abuse Regulation (UK MAR)10 verknüpfte Analysen
Quelldatensätze von Aufsichtsbehörden
8 Einträge
Financial Conduct Authority (UK) — Financial Conduct Authority (UK)Financial Conduct Authority (UK)Directory record for Financial Conduct Authority (UK) (Financial Conduct Authority (UK)) in London Firm Ledger.0 verknüpfte AnalysenPrudential Regulation Authority (UK) — Prudential Regulation Authority (UK)Prudential Regulation Authority (UK)Directory record for Prudential Regulation Authority (UK) (Prudential Regulation Authority (UK)) in London Firm Ledger.0 verknüpfte AnalysenBCSC — The British Columbia Securities CommissionBCSCDirectory record for The British Columbia Securities Commission (BCSC) in London Firm Ledger.0 verknüpfte AnalysenCBI — Central Bank of IrelandCBIDirectory record for Central Bank of Ireland (CBI) in London Firm Ledger.0 verknüpfte AnalysenFDRC — Financial Dispute Resolution CommissionFDRCDirectory record for Financial Dispute Resolution Commission (FDRC) in London Firm Ledger.0 verknüpfte AnalysenFOS — Financial Ombudsman ServiceFOSDirectory record for Financial Ombudsman Service (FOS) in London Firm Ledger.0 verknüpfte AnalysenFSC — Financial Services Commission MontserratFSCDirectory record for Financial Services Commission Montserrat (FSC) in London Firm Ledger.0 verknüpfte AnalysenFSCS — Financial Service Compensation SchemeFSCSDirectory record for Financial Service Compensation Scheme (FSCS) in London Firm Ledger.0 verknüpfte Analysen
Verknüpfte Regulierte Broker-Dossiers
Quantitative Rankings →Verknüpfte Finanzaufsichtsbehörden
Finanzaufsichtsbehörden →Financial Conduct Authority (UK) — Financial Conduct Authority (UK)Prudential Regulation Authority (UK) — Prudential Regulation Authority (UK)BCSC — The British Columbia Securities CommissionCBI — Central Bank of IrelandFDRC — Financial Dispute Resolution CommissionFOS — Financial Ombudsman ServiceFSC — Financial Services Commission MontserratFSCS — Financial Service Compensation Scheme