Entity index
Entities in our coverage
Every company, person, benchmark and regulatory framework referenced in London Firm Ledger articles, with identifiers and links to the related coverage.
Benchmarks & products
4 entries
Bank of England Real-Time Gross Settlement (RTGS) SystemBOE-RTGSCritical national infrastructure operated by the Bank of England holding central bank reserve accounts and executing real-time gross sterling settlement.United KingdomBank of England Real-Time Gross Settlement (RTGS) System10 related articlesLondon Court of International Arbitration (LCIA)LCIAOne of the world’s leading international institutions for commercial dispute resolution, offering efficient, flexible, and confidential arbitration procedures.United Kingdom / InternationalLondon Court of International Arbitration (LCIA)10 related articlesLondon Stock Exchange AIM Rules FrameworkAIM-RULESRegulatory rulebook issued by the London Stock Exchange governing companies admitted to trading on AIM and their approved Nominated Advisers.United KingdomLondon Stock Exchange AIM Rules Framework10 related articlesUK Companies House Official RegisterCOMP-HOUSEExecutive agency of the British government maintaining the official register of companies and corporate filings across England, Wales, Scotland, and Northern Ireland.United KingdomUK Companies House Official Register11 related articles
Licences & frameworks
14 entries
Central Bank of Ireland (CBI) Securities AuthorizationCBI-MIFIDNational competent authority of Ireland supervising investment firms, fund managers, and credit institutions, granting cross-border EU passporting rights.Ireland (European Union)Central Bank of Ireland (CBI) Securities Authorization10 related articlesFCA Appointed Representative Policy (PS22/11)PS22-11Regulatory reforms increasing principal firm oversight and disclosure obligations to reduce consumer harm originating from appointed representatives.United KingdomFCA Appointed Representative Policy (PS22/11)10 related articlesFCA Client Assets Sourcebook (CASS 7)CASS-7Detailed rules in the FCA Handbook requiring firms to protect client money and assets by holding them in segregated statutory trust accounts at credit institutions.United KingdomFCA Client Assets Sourcebook (CASS 7)11 related articlesFCA Consumer Duty Principle 12 FrameworkPRIN-12Overarching FCA principle requiring firms to act to deliver good outcomes for retail customers across products, price, understanding, and support.United KingdomFCA Consumer Duty Principle 12 Framework10 related articlesFCA Part 4A Permission FrameworkPART-4AStatutory authorization under Part 4A of FSMA 2000 permitting regulated firms to carry on designated regulated financial activities in the UK.United KingdomFCA Part 4A Permission Framework11 related articlesFCA / PRA Operational Resilience Policy (PS21/3)PS21-3Regulatory policy requiring financial firms to build operational resilience to prevent, adapt, respond to, recover, and learn from severe operational disruptions.United KingdomFCA / PRA Operational Resilience Policy (PS21/3)10 related articlesGibraltar Financial Services Commission (GFSC) DLT RegimeGFSC-DLTPrinciples-based regulatory framework enacted under the Financial Services Act 2019 governing entities storing or transmitting value belonging to others using DLT.Gibraltar (UK Overseas Territory)Gibraltar Financial Services Commission (GFSC) DLT Regime10 related articlesPanel on Takeovers and Mergers (The Takeover Panel)TAKEOVER-PANELIndependent regulatory body responsible for issuing and administering the City Code on Takeovers and Mergers to ensure fair treatment of shareholders.United KingdomPanel on Takeovers and Mergers (The Takeover Panel)10 related articlesSenior Managers and Certification Regime (SM&CR)SMCRRegulatory regime governing individual accountability, conduct, and competence for senior managers and certified staff across UK financial institutions.United KingdomSenior Managers and Certification Regime (SM&CR)10 related articlesUK CASS 7 Client Money RulesCASS-7Chapter 7 of the FCA Client Assets Sourcebook governing the statutory trust segregation and daily reconciliation of client money held by UK investment firms.United KingdomUK CASS 7 Client Money Rules4 related articlesU.K. Financial Conduct Authority (FCA)FCAFinancial regulatory body in the United Kingdom supervising conduct and prudential standards across investment firms, payment institutions, and trading venues.United KingdomU.K. Financial Conduct Authority (FCA)4 related articlesUK Investment Firms Prudential Regime (MIFIDPRU)IFPR-MIFIDPRUPrudential regulatory framework governing capital adequacy, liquidity, risk governance, and remuneration for all FCA-authorized investment firms.United KingdomUK Investment Firms Prudential Regime (MIFIDPRU)11 related articlesUK Investment Security Unit (ISU) NSIA FrameworkUK-NSIAStatutory framework allowing the British government to scrutinize and intervene in business transactions and investments to protect national security.United KingdomUK Investment Security Unit (ISU) NSIA Framework10 related articlesUK Market Abuse Regulation (UK MAR)UK-MARStatutory regime prohibiting insider dealing, unlawful disclosure of inside information, and market manipulation across UK trading venues.United KingdomUK Market Abuse Regulation (UK MAR)10 related articles