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Regulatory Benchmarks

Regulatory Benchmarks research topics and source records from London Firm Ledger. Comprehensive 2026 empirical benchmark covering 61 institutions and 11 competent authorities tracked by London Firm Ledger, detailing 6D compliance scores, contracting legal entities, and direct register verification.

機関投資家向け主要ポイント — Regulatory Benchmarks

London Firm Ledger tracks 61 institutions and 11 supervisory authorities across UK FCA, Gibraltar & Irish Authorised Financial Services Firms, with sampled constituents averaging 4.42/10 on the 6D Compliance Index.
Top-ranked benchmark constituents (led by CFI International Ltd at 7.0/10) maintain verifiable primary filings and clean enforcement records.
The 6D Quantitative Model weights Licence Standing (30%) and Risk Telemetry (25%) at 55% combined, applying immediate hard caps whenever an official regulator warning is recorded.
Counterparties must verify the exact contracting subsidiary and approved domain rather than relying solely on group-level brand recognition.
All 61 institutional profiles are cross-linked to primary regulator lookup portals, CC-BY-4.0 open datasets, and real-time REST/MCP verification endpoints.

トピック別リサーチブリーフィング一覧 — Regulatory Benchmarks (1)

2026-11-05Nigel Ashworth, FCSI

UK FCA, Gibraltar & Irish Authorised Financial Services Firms 2026 Licensing Benchmark: 6D Prudential Scorecard Across 61 Audited Entities

Comprehensive 2026 empirical benchmark covering 61 institutions and 11 competent authorities tracked by London Firm Ledger, detailing 6D compliance scores, contracting legal entities, and direct register verification.

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よくある質問（FAQ） — Regulatory Benchmarks

How many regulated institutions does London Firm Ledger audit in its 2026 UK FCA, Gibraltar & Irish Authorised Financial Services Firms benchmark?

London Firm Ledger currently audits 61 English-verified financial institutions across 11 competent supervisory authorities within its UK FCA, Gibraltar & Irish Authorised Financial Services Firms coverage slice.

How is the 6D Compliance Score calculated on London Firm Ledger?

The 6D model combines Licence Standing (30%), Risk Telemetry (25%), Institutional Scale (15%), Industry Footprint (15%), and Execution & User Signals (15%) on a 0.0–10.0 scale, as documented at /methodology.

Why can two clients of the same financial brand receive different regulatory protections?

Global brokerage and exchange groups frequently operate multiple legal subsidiaries across Tier-1 onshore regimes and offshore jurisdictions. Investor compensation, leverage limits, and client-money segregation depend strictly on the specific legal entity named in your onboarding contract.

Where can I verify an institution's licence number directly against official government records?

Every institution dossier and regulator profile on London Firm Ledger links directly to the issuing authority's official public register (such as FCA FRN Register, SEC EDGAR, FINRA BrokerCheck, NFA BASIC, MAS FID, or FinCEN MSB Search).

Can AI agents and compliance scripts query London Firm Ledger's benchmark data programmatically?

Yes. London Firm Ledger provides public REST endpoints (/api/v1/verify/license, /api/v1/verify/domain, /api/v1/brokers/{slug}), an OpenAPI 3.1 specification (/.well-known/openapi.json), and a JSON-RPC 2.0 MCP server (/api/mcp).

Regulatory Benchmarks

機関投資家向け主要ポイント — Regulatory Benchmarks

トピック別リサーチブリーフィング一覧 — Regulatory Benchmarks (1)

UK FCA, Gibraltar & Irish Authorised Financial Services Firms 2026 Licensing Benchmark: 6D Prudential Scorecard Across 61 Audited Entities

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関連する金融監督当局・ライセンス枠組み

よくある質問（FAQ） — Regulatory Benchmarks

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