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مركز الركيزة الموضوعية · 1 تقارير منشورة

Regulatory Benchmarks

Regulatory Benchmarks research topics and source records from London Firm Ledger. Comprehensive 2026 empirical benchmark covering 61 institutions and 11 competent authorities tracked by London Firm Ledger, detailing 6D compliance scores, contracting legal entities, and direct register verification.

أبرز الخلاصات البحثية المؤسسية — Regulatory Benchmarks

  • London Firm Ledger tracks 61 institutions and 11 supervisory authorities across UK FCA, Gibraltar & Irish Authorised Financial Services Firms, with sampled constituents averaging 4.42/10 on the 6D Compliance Index.
  • Top-ranked benchmark constituents (led by CFI International Ltd at 7.0/10) maintain verifiable primary filings and clean enforcement records.
  • The 6D Quantitative Model weights Licence Standing (30%) and Risk Telemetry (25%) at 55% combined, applying immediate hard caps whenever an official regulator warning is recorded.
  • Counterparties must verify the exact contracting subsidiary and approved domain rather than relying solely on group-level brand recognition.
  • All 61 institutional profiles are cross-linked to primary regulator lookup portals, CC-BY-4.0 open datasets, and real-time REST/MCP verification endpoints.

التقارير البحثية ضمن المجموعة — Regulatory Benchmarks (1)

ملفات الوسطاء والمؤسسات المالية المرخصة

التصنيفات الكمية ←جميع الوسطاء المرخصين ←

Finalto →

4 تراخيص

Astral →

1 تراخيص

AxCap247 →

1 تراخيص

B2C2 →

1 تراخيص

BCB →

1 تراخيص

Billon Group →

1 تراخيص

الهيئات الرقابية وأطر الترخيص ذات الصلة

جميع الهيئات الرقابية ←
Financial Conduct Authority (UK) — Financial Conduct Authority (UK)Prudential Regulation Authority (UK) — Prudential Regulation Authority (UK)BCSC — The British Columbia Securities CommissionCBI — Central Bank of IrelandFDRC — Financial Dispute Resolution CommissionFOS — Financial Ombudsman Service

الأسئلة الشائعة (FAQ) — Regulatory Benchmarks

How many regulated institutions does London Firm Ledger audit in its 2026 UK FCA, Gibraltar & Irish Authorised Financial Services Firms benchmark?

London Firm Ledger currently audits 61 English-verified financial institutions across 11 competent supervisory authorities within its UK FCA, Gibraltar & Irish Authorised Financial Services Firms coverage slice.

How is the 6D Compliance Score calculated on London Firm Ledger?

The 6D model combines Licence Standing (30%), Risk Telemetry (25%), Institutional Scale (15%), Industry Footprint (15%), and Execution & User Signals (15%) on a 0.0–10.0 scale, as documented at /methodology.

Why can two clients of the same financial brand receive different regulatory protections?

Global brokerage and exchange groups frequently operate multiple legal subsidiaries across Tier-1 onshore regimes and offshore jurisdictions. Investor compensation, leverage limits, and client-money segregation depend strictly on the specific legal entity named in your onboarding contract.

Where can I verify an institution's licence number directly against official government records?

Every institution dossier and regulator profile on London Firm Ledger links directly to the issuing authority's official public register (such as FCA FRN Register, SEC EDGAR, FINRA BrokerCheck, NFA BASIC, MAS FID, or FinCEN MSB Search).

Can AI agents and compliance scripts query London Firm Ledger's benchmark data programmatically?

Yes. London Firm Ledger provides public REST endpoints (/api/v1/verify/license, /api/v1/verify/domain, /api/v1/brokers/{slug}), an OpenAPI 3.1 specification (/.well-known/openapi.json), and a JSON-RPC 2.0 MCP server (/api/mcp).

استكشاف المراكز الموضوعية ذات الصلة (London Firm Ledger)

City Gazette (16) →Prudential Rulebook (13) →UK Financial Houses (13) →Regulatory and Market Glossary (12) →CASS & Market Conduct (12) →Market Insights (5) →Monetary Policy (4) →Regulatory Compliance (2) →Economic Trends (1) →Compliance Forensics (1) →Solvency and Protection (1) →UK Regulation (1) →
Regulatory Benchmarks — مركز الركيزة الموضوعية | London Firm Ledger | London Firm Ledger