Institution record
capital.com
Capital Com SV Investments Ltd
- Source score
- 2.0
- Warnings
- 0
- Comments
- 0
Licence records
Licences within our coverage (selected financial house and brokerage records: united kingdom, ireland and gibraltar) are listed first. Check each one on the regulator's own register.
| Regulator | Licence no. | Status | Licensed entity | Date | |
|---|---|---|---|---|---|
In our coverage Financial Conduct Authority | 793714 | Regulated | Capital Com (UK) Limited | 2018-10-26 | |
National Bank of the Republic of Belarus | 16 | Regulated | Capital Com Bel | 2019-04-16 | |
Financial Services Authority Seychelles | SD101 | Offshore | Capital Com Stock and CFD Investing Ltd | — | |
FINANCIAL OMBUDSMAN OF THE REPUBLIC OF CYPRUS | 319/17 | Regulated | Capital Com SV Investments Ltd | 2017-04-07 | |
Australian Securities and Investments Commission | 513393 | Regulated | CAPITAL COM AUSTRALIA PTY LTD | 2021-06-16 |
Peer regulatory & risk comparison
Side-by-side supervisory and risk benchmark comparing capital.com against peer institutions in our selected financial house and brokerage records: united kingdom, ireland and gibraltar dataset.
| Institution | Primary regulators | Regulated / total | Risk classification | Source score | Warnings |
|---|---|---|---|---|---|
| capital.com (this record) | Financial Conduct AuthorityNBRBFinancial Services Authority Seychelles+2 | 4 / 5 | Risk level not supplied | 2.0 | 0 |
Financial Conduct AuthorityFSPRCYSEC | 3 / 3 | Risk level not supplied | 7.9 | 0 | |
Financial Conduct AuthorityASICDFSA+3 | 4 / 6 | Risk level not supplied | 7.0 | 0 | |
Financial Conduct AuthorityCYSECFinancial Services Authority Seychelles | 3 / 3 | Risk level not supplied | 7.0 | 0 | |
Financial Conduct AuthorityFSCAASIC | 1 / 3 | Risk level not supplied | 7.0 | 0 | |
Financial Conduct AuthorityFinancial Services Commission, MauritiusCYSEC | 3 / 3 | Risk level not supplied | 7.0 | 0 |
capital.com: institutional due diligence FAQ
Key supervisory, licensing, and counterparty verification questions generated from the dataset.
What is capital.com's regulatory licence status and supervisory authorisation?
In our imported dataset, capital.com (legal entity reference: Capital Com SV Investments Ltd) holds 5 recorded licence entries, of which 4 carry a "regulated" status and 4 are marked regulated or registered: Financial Conduct Authority — licence 793714, status: regulated; NBRB (National Bank of the Republic of Belarus) — licence 16, status: regulated; Financial Services Authority Seychelles — licence SD101, status: offshore; CyFO (FINANCIAL OMBUDSMAN OF THE REPUBLIC OF CYPRUS) — licence 319/17, status: regulated; ASIC (Australian Securities and Investments Commission) — licence 513393, status: regulated. Institutional due diligence requires verifying that the exact legal entity on your counterparty agreement matches the licensed entity name and registration number on the official Financial Conduct Authority, NBRB, Financial Services Authority Seychelles public register.
Which of capital.com's jurisdictions and licences fall within this site's regulatory coverage?
This directory focuses on selected financial house and brokerage records: united kingdom, ireland and gibraltar. 1 of capital.com's 5 licence records fall directly within this jurisdictional mandate: Financial Conduct Authority (licence 793714, regulated, entity: Capital Com (UK) Limited). Always confirm whether client money segregation and statutory investor compensation schemes apply to the specific subsidiary onboarding your account.
What is capital.com's institutional risk classification, enforcement exposure, and score profile?
capital.com carries a "risk level not supplied" classification in the source dataset, alongside composite 5-dimension ratings out of 10 (overall: 2.0, risk & licensing: 2.0, brand: 2.0, market influence: 2.0, user reputation: 0.0). The record flags 0 regulatory warning or complaint counts. Because these figures reflect imported source fields rather than primary audit findings, compliance teams should review primary enforcement bulletins directly.
What operational due diligence steps apply to capital.com's platforms, entity structure, and complaints?
Before allocating capital or executing trades with capital.com (listed execution software: MT4), institutional and retail allocators should: (1) confirm the domain (capital.com) against regulator-approved domains to guard against clone firms; (2) verify whether any of the 0 recorded warning/complaint entries or 0 user comments involve withdrawal restrictions or scope violations; and (3) confirm the dispute-resolution ombudsman tied to Financial Conduct Authority.
Related institutional research & regulatory analysis
Editorial briefings and compliance research from London Firm Ledger relevant to capital.com's supervisory scope.
Regulatory Benchmarks
UK FCA, Gibraltar & Irish Authorised Financial Services Firms 2026 Licensing Benchmark: 6D Prudential Scorecard Across 61 Audited Entities
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Compliance Forensics
How to Verify UK FCA, Gibraltar & Irish Authorised Financial Services Firms Licences & Detect Clone Firms: 2026 Supervisory Lookup Playbook
Practical 2026 due-diligence playbook from London Firm Ledger explaining how to authenticate licence numbers across 11 official registers and detect clone-firm domain spoofing before funding an account.
Solvency and Protection
Investor Compensation Ceilings, Client-Money Segregation & Counterparty Risk Matrix in UK FCA, Gibraltar & Irish Authorised Financial Services Firms (2026)
Institutional comparison of statutory investor compensation schemes, daily client-asset segregation rules, and multi-dimensional counterparty risk scores across London Firm Ledger's 2026 coverage universe.
Market Insights
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