Licence or regulatory framework
UK CASS 7 Client Money RulesCASS-7
Chapter 7 of the FCA Client Assets Sourcebook governing the statutory trust segregation and daily reconciliation of client money held by UK investment firms.
Updated
Coverage of UK CASS 7 Client Money Rules
1 article
Prudential Rulebook
UK IFPR Capital Tiers and CASS 7 Client Money Segregation across London Matched-Principal Brokerage Houses
Examining how K-factor capital requirements (K-DTF, K-CMH, K-ASA) govern matched-principal and agency brokerage houses in the City of London.
Common questions
3 questions answered
What is UK CASS 7 Client Money Rules (CASS-7) and how is it classified?
Chapter 7 of the FCA Client Assets Sourcebook governing the statutory trust segregation and daily reconciliation of client money held by UK investment firms. In London Firm Ledger's entity index, UK CASS 7 Client Money Rules is classified as a licence or regulatory framework with identifier or ticker code CASS-7.
Which jurisdiction and regulatory authority oversee UK CASS 7 Client Money Rules?
UK CASS 7 Client Money Rules is tracked under the United Kingdom jurisdiction, with primary regulatory oversight or statutory reference tied to UK CASS 7 Client Money Rules. Key structured dossier attributes include coverage desk: London Firm Ledger; regulatory body: UK CASS 7 Client Money Rules.
How is UK CASS 7 Client Money Rules covered in London Firm Ledger institutional research?
UK CASS 7 Client Money Rules is referenced across 1 published research article on London Firm Ledger. Coverage examines regulatory filings, market structure impact, and cross-border compliance developments involving UK CASS 7 Client Money Rules (CASS-7).
Peer entities comparison
Side-by-side regulatory & classification matrix for UK CASS 7 Client Money Rules and related entities
| Entity | Classification | Ticker / code | Jurisdiction | Regulator / statute | Wikidata ID | Articles |
|---|---|---|---|---|---|---|
UK CASS 7 Client Money RulesCurrent | Licence or regulatory framework | CASS-7 | United Kingdom | UK CASS 7 Client Money Rules | — | 1 |
| Licence or regulatory framework | FCA | United Kingdom | U.K. Financial Conduct Authority (FCA) | — | 1 |