Licence or regulatory framework
FCA Part 4A Permission FrameworkPART-4A
Statutory authorization under Part 4A of FSMA 2000 permitting regulated firms to carry on designated regulated financial activities in the UK.
Updated
Coverage of FCA Part 4A Permission Framework
8 articles
City Gazette
CASS 7 Client Money Daily Reconciliation — Register Verification Workflow: 2026 Institutional Audit & Desk Controls
2026 institutional desk audit of cass 7 client money daily reconciliation focusing on register verification workflow. Covers statutory register tie-out (PART-4A), 3.4 bps quantitative benchmarks, mathematical calibration, and compliance verification workflows.
City Gazette
MiFID RTS 27 Execution Quality — Companies House Filing Match: 2026 Institutional Audit & Desk Controls
2026 institutional desk audit of mifid rts 27 execution quality focusing on companies house filing match. Covers statutory register tie-out (PART-4A), 7.2 bps quantitative benchmarks, mathematical calibration, and compliance verification workflows.
City Gazette
FCA Part 4A Permissions & COND Threshold Conditions: The Appointed Representative (AR) Due Diligence Manual
Evaluating how UK Principal Firms supervise Appointed Representatives (ARs) under heightened FCA rules to prevent regulatory arbitrage and conduct failures.
City Gazette
Appointed Representative Oversight Audit — Conduct Risk Indicator: 2026 Institutional Audit & Desk Controls
2026 institutional desk audit of appointed representative oversight audit focusing on conduct risk indicator. Covers statutory register tie-out (PART-4A), 5.6 bps quantitative benchmarks, mathematical calibration, and compliance verification workflows.
City Gazette
Ring-Fencing Operational Separation — Prudential Submission Calendar: 2026 Institutional Audit & Desk Controls
2026 institutional desk audit of ring-fencing operational separation focusing on prudential submission calendar. Covers statutory register tie-out (PART-4A), 8.9 bps quantitative benchmarks, mathematical calibration, and compliance verification workflows.
City Gazette
Benchmark Administrator Statement — Dispute Resolution Forum Map: 2026 Institutional Audit & Desk Controls
2026 institutional desk audit of benchmark administrator statement focusing on dispute resolution forum map. Covers statutory register tie-out (PART-4A), 15.8 bps quantitative benchmarks, mathematical calibration, and compliance verification workflows.
City Gazette
Payment Services Safeguarding Audit — Register Verification Workflow: 2026 Institutional Audit & Desk Controls
2026 institutional desk audit of payment services safeguarding audit focusing on register verification workflow. Covers statutory register tie-out (PART-4A), 14.9 bps quantitative benchmarks, mathematical calibration, and compliance verification workflows.
City Gazette
Senior Managers Certification Regime — Companies House Filing Match: 2026 Institutional Audit & Desk Controls
2026 institutional desk audit of senior managers certification regime focusing on companies house filing match. Covers statutory register tie-out (PART-4A), 13.5 bps quantitative benchmarks, mathematical calibration, and compliance verification workflows.
Common questions
3 questions answered
What is FCA Part 4A Permission Framework (PART-4A) and how is it classified?
Statutory authorization under Part 4A of FSMA 2000 permitting regulated firms to carry on designated regulated financial activities in the UK. In London Firm Ledger's entity index, FCA Part 4A Permission Framework is classified as a licence or regulatory framework with identifier or ticker code PART-4A.
Which jurisdiction and regulatory authority oversee FCA Part 4A Permission Framework?
FCA Part 4A Permission Framework is tracked under the United Kingdom jurisdiction, with primary regulatory oversight or statutory reference tied to FCA Part 4A Permission Framework. Key structured dossier attributes include category: City Gazette; coverage desk: London Firm Ledger; regulatory body: FCA Part 4A Permission Framework.
How is FCA Part 4A Permission Framework covered in London Firm Ledger institutional research?
FCA Part 4A Permission Framework is referenced across 8 published research articles on London Firm Ledger. Coverage examines regulatory filings, market structure impact, and cross-border compliance developments involving FCA Part 4A Permission Framework (PART-4A).
Peer entities comparison
Side-by-side regulatory & classification matrix for FCA Part 4A Permission Framework and related entities
| Entity | Classification | Ticker / code | Jurisdiction | Regulator / statute | Wikidata ID | Articles |
|---|---|---|---|---|---|---|
FCA Part 4A Permission FrameworkCurrent | Licence or regulatory framework | PART-4A | United Kingdom | FCA Part 4A Permission Framework | — | 8 |
| Licence or regulatory framework | PS21-3 | United Kingdom | FCA / PRA Operational Resilience Policy (PS21/3) | — | 7 | |
| Licence or regulatory framework | PS22-11 | United Kingdom | FCA Appointed Representative Policy (PS22/11) | — | 7 | |
| Licence or regulatory framework | CASS-7 | United Kingdom | FCA Client Assets Sourcebook (CASS 7) | — | 8 | |
| Licence or regulatory framework | PRIN-12 | United Kingdom | FCA Consumer Duty Principle 12 Framework | — | 7 | |
| Licence or regulatory framework | TAKEOVER-PANEL | United Kingdom | Panel on Takeovers and Mergers (The Takeover Panel) | — | 7 | |
| Licence or regulatory framework | SMCR | United Kingdom | Senior Managers and Certification Regime (SM&CR) | — | 7 |