Institution record
Sucden
Sucden Financial Limited
- Source score
- 5.0
- Source exposures
- 0
- Comments
- 0
Licence records
Licences within our coverage (selected financial house and brokerage records: united kingdom, ireland and gibraltar) are listed first. Check each one on the regulator's own register.
Peer source record comparison
Compare imported fields for Sucden and other records in our selected financial house and brokerage records: united kingdom, ireland and gibraltar dataset. These are not independent audit findings.
| Institution | Primary regulators | Regulated / total | Risk classification | Source score | Source exposures |
|---|---|---|---|---|---|
| Sucden (this record) | Financial Conduct AuthoritySFC | 2 / 2 | Risk level not supplied | 5.0 | 0 |
Financial Conduct AuthorityFSPRCYSEC | 3 / 3 | Risk level not supplied | 7.9 | 0 | |
Financial Conduct AuthorityASICDFSA+3 | 4 / 6 | Risk level not supplied | 7.0 | 0 | |
Financial Conduct AuthorityCYSECFinancial Services Authority Seychelles | 3 / 3 | Risk level not supplied | 7.0 | 0 | |
Financial Conduct AuthorityFSCAASIC | 1 / 3 | Risk level not supplied | 7.0 | 0 | |
Financial Conduct AuthorityFinancial Services Commission, MauritiusCYSEC | 3 / 3 | Risk level not supplied | 7.0 | 0 |
Sucden: institutional due diligence FAQ
Key supervisory, licensing, and counterparty verification questions generated from the dataset.
What is Sucden's regulatory licence status and supervisory authorisation?
The imported dataset contains 2 licence entries associated with Sucden (legal entity reference: Sucden Financial Limited); 2 are labelled "regulated" and 2 are labelled regulated or registered: Financial Conduct Authority — licence 114239, status: regulated; SFC (Securities and Futures Commission) — licence ASE480, status: regulated. These fields are not independent confirmation of current authorisation. Check the exact contracting entity and registration number on the official Financial Conduct Authority, SFC public register.
Which of Sucden's jurisdictions and licences fall within this site's regulatory coverage?
This directory focuses on selected financial house and brokerage records: united kingdom, ireland and gibraltar. 1 of Sucden's 2 licence records fall directly within this jurisdictional mandate: Financial Conduct Authority (licence 114239, regulated, entity: Sucden Financial Limited). Always confirm whether client money segregation and statutory investor compensation schemes apply to the specific subsidiary onboarding your account.
What is Sucden's institutional risk classification, enforcement exposure, and score profile?
Sucden carries a "risk level not supplied" classification in the source dataset, alongside composite 5-dimension ratings out of 10 (overall: 5.0, risk & licensing: 6.0, brand: 4.0, market influence: 4.0, user reputation: 0.0). The imported source lists 0 exposure entries. Because these figures reflect imported source fields rather than primary audit findings, compliance teams should review primary enforcement bulletins directly.
What operational due diligence steps apply to Sucden's platforms, entity structure, and complaints?
Before allocating capital or executing trades with Sucden, institutional and retail allocators should: (1) confirm the domain (sucdenfinancial.com) against regulator-approved domains to guard against clone firms; (2) verify whether any of the 0 source exposure entries or 0 user comments involve withdrawal restrictions or scope violations; and (3) confirm the dispute-resolution ombudsman tied to Financial Conduct Authority.