Institution record
Equiti Capital
Equiti Capital UK Limited.
- Source score
- 5.0
- Warnings
- 0
- Comments
- 0
Licence records
Licences within our coverage (selected financial house and brokerage records: united kingdom, ireland and gibraltar) are listed first. Check each one on the regulator's own register.
| Regulator | Licence no. | Status | Licensed entity | Date | |
|---|---|---|---|---|---|
In our coverage Financial Conduct Authority | 528328 | Regulated | Equiti Capital UK Limited | 2011-04-27 |
Peer regulatory & risk comparison
Side-by-side supervisory and risk benchmark comparing Equiti Capital against peer institutions in our selected financial house and brokerage records: united kingdom, ireland and gibraltar dataset.
| Institution | Primary regulators | Regulated / total | Risk classification | Source score | Warnings |
|---|---|---|---|---|---|
| Equiti Capital (this record) | Financial Conduct Authority | 1 / 1 | Risk level not supplied | 5.0 | 0 |
Financial Conduct AuthorityFSPRCYSEC | 3 / 3 | Risk level not supplied | 7.9 | 0 | |
Financial Conduct AuthorityASICDFSA+3 | 4 / 6 | Risk level not supplied | 7.0 | 0 | |
Financial Conduct AuthorityCYSECFinancial Services Authority Seychelles | 3 / 3 | Risk level not supplied | 7.0 | 0 | |
Financial Conduct AuthorityFSCAASIC | 1 / 3 | Risk level not supplied | 7.0 | 0 | |
Financial Conduct AuthorityFinancial Services Commission, MauritiusCYSEC | 3 / 3 | Risk level not supplied | 7.0 | 0 |
Equiti Capital: institutional due diligence FAQ
Key supervisory, licensing, and counterparty verification questions generated from the dataset.
What is Equiti Capital's regulatory licence status and supervisory authorisation?
In our imported dataset, Equiti Capital (legal entity reference: Equiti Capital UK Limited.) holds 1 recorded licence entry, of which 1 carries a "regulated" status and 1 are marked regulated or registered: Financial Conduct Authority — licence 528328, status: regulated. Institutional due diligence requires verifying that the exact legal entity on your counterparty agreement matches the licensed entity name and registration number on the official Financial Conduct Authority public register.
Which of Equiti Capital's jurisdictions and licences fall within this site's regulatory coverage?
This directory focuses on selected financial house and brokerage records: united kingdom, ireland and gibraltar. 1 of Equiti Capital's 1 licence records fall directly within this jurisdictional mandate: Financial Conduct Authority (licence 528328, regulated, entity: Equiti Capital UK Limited). Always confirm whether client money segregation and statutory investor compensation schemes apply to the specific subsidiary onboarding your account.
What is Equiti Capital's institutional risk classification, enforcement exposure, and score profile?
Equiti Capital carries a "risk level not supplied" classification in the source dataset, alongside composite 5-dimension ratings out of 10 (overall: 5.0, risk & licensing: 5.0, brand: 5.0, market influence: 5.0, user reputation: 0.0). The record flags 0 regulatory warning or complaint counts. Because these figures reflect imported source fields rather than primary audit findings, compliance teams should review primary enforcement bulletins directly.
What operational due diligence steps apply to Equiti Capital's platforms, entity structure, and complaints?
Before allocating capital or executing trades with Equiti Capital, institutional and retail allocators should: (1) confirm the domain (not supplied in source) against regulator-approved domains to guard against clone firms; (2) verify whether any of the 0 recorded warning/complaint entries or 0 user comments involve withdrawal restrictions or scope violations; and (3) confirm the dispute-resolution ombudsman tied to Financial Conduct Authority.
Related institutional research & regulatory analysis
Editorial briefings and compliance research from London Firm Ledger relevant to Equiti Capital's supervisory scope.
Regulatory Benchmarks
UK FCA, Gibraltar & Irish Authorised Financial Services Firms 2026 Licensing Benchmark: 6D Prudential Scorecard Across 61 Audited Entities
Comprehensive 2026 empirical benchmark covering 61 institutions and 11 competent authorities tracked by London Firm Ledger, detailing 6D compliance scores, contracting legal entities, and direct register verification.
Compliance Forensics
How to Verify UK FCA, Gibraltar & Irish Authorised Financial Services Firms Licences & Detect Clone Firms: 2026 Supervisory Lookup Playbook
Practical 2026 due-diligence playbook from London Firm Ledger explaining how to authenticate licence numbers across 11 official registers and detect clone-firm domain spoofing before funding an account.
Solvency and Protection
Investor Compensation Ceilings, Client-Money Segregation & Counterparty Risk Matrix in UK FCA, Gibraltar & Irish Authorised Financial Services Firms (2026)
Institutional comparison of statutory investor compensation schemes, daily client-asset segregation rules, and multi-dimensional counterparty risk scores across London Firm Ledger's 2026 coverage universe.
Market Insights
This oversold FTSE 100 growth stock is tipped to rise 42% in a year! Here’s what I think - Yahoo Finance UK
This oversold FTSE 100 growth stock is tipped to rise 42% in a year! Here’s what I think - Yahoo Finance UK: Institutional summary of the primary material (42%). Cross-reference official supervisory registers for live updates.