Institution record
BRITANNIA
Britannia Financial Group Limited
- Source score
- 6.3
- Source exposures
- 0
- Comments
- 0
Licence records
Licences within our coverage (selected financial house and brokerage records: united kingdom, ireland and gibraltar) are listed first. Check each one on the regulator's own register.
| Regulator | Licence no. | Status | Licensed entity | Date | |
|---|---|---|---|---|---|
In our coverage Financial Conduct Authority | 739949 | Regulated | BRITANNIA GLOBAL INVESTMENTS LIMITED | 2017-01-02 | |
Securities Commission of The Bahamas | Not supplied | Regulated | Britannia Securities | 2023-10-17 |
Peer source record comparison
Compare imported fields for BRITANNIA and other records in our selected financial house and brokerage records: united kingdom, ireland and gibraltar dataset. These are not independent audit findings.
| Institution | Primary regulators | Regulated / total | Risk classification | Source score | Source exposures |
|---|---|---|---|---|---|
| BRITANNIA (this record) | Financial Conduct AuthoritySCB | 2 / 2 | Risk level not supplied | 6.3 | 0 |
Financial Conduct AuthorityFSPRCYSEC | 3 / 3 | Risk level not supplied | 7.9 | 0 | |
Financial Conduct AuthorityASICDFSA+3 | 4 / 6 | Risk level not supplied | 7.0 | 0 | |
Financial Conduct AuthorityCYSECFinancial Services Authority Seychelles | 3 / 3 | Risk level not supplied | 7.0 | 0 | |
Financial Conduct AuthorityFSCAASIC | 1 / 3 | Risk level not supplied | 7.0 | 0 | |
Financial Conduct AuthorityFinancial Services Commission, MauritiusCYSEC | 3 / 3 | Risk level not supplied | 7.0 | 0 |
BRITANNIA: institutional due diligence FAQ
Key supervisory, licensing, and counterparty verification questions generated from the dataset.
What is BRITANNIA's regulatory licence status and supervisory authorisation?
The imported dataset contains 2 licence entries associated with BRITANNIA (legal entity reference: Britannia Financial Group Limited); 2 are labelled "regulated" and 2 are labelled regulated or registered: Financial Conduct Authority — licence 739949, status: regulated; SCB (Securities Commission of The Bahamas) — licence Not supplied, status: regulated. These fields are not independent confirmation of current authorisation. Check the exact contracting entity and registration number on the official Financial Conduct Authority, SCB public register.
Which of BRITANNIA's jurisdictions and licences fall within this site's regulatory coverage?
This directory focuses on selected financial house and brokerage records: united kingdom, ireland and gibraltar. 1 of BRITANNIA's 2 licence records fall directly within this jurisdictional mandate: Financial Conduct Authority (licence 739949, regulated, entity: BRITANNIA GLOBAL INVESTMENTS LIMITED). Always confirm whether client money segregation and statutory investor compensation schemes apply to the specific subsidiary onboarding your account.
What is BRITANNIA's institutional risk classification, enforcement exposure, and score profile?
BRITANNIA carries a "risk level not supplied" classification in the source dataset, alongside composite 5-dimension ratings out of 10 (overall: 6.3, risk & licensing: 7.0, brand: 6.1, market influence: 5.0, user reputation: 0.0). The imported source lists 0 exposure entries. Because these figures reflect imported source fields rather than primary audit findings, compliance teams should review primary enforcement bulletins directly.
What operational due diligence steps apply to BRITANNIA's platforms, entity structure, and complaints?
Before allocating capital or executing trades with BRITANNIA (listed execution software: MT4), institutional and retail allocators should: (1) confirm the domain (not supplied in source) against regulator-approved domains to guard against clone firms; (2) verify whether any of the 0 source exposure entries or 0 user comments involve withdrawal restrictions or scope violations; and (3) confirm the dispute-resolution ombudsman tied to Financial Conduct Authority.