https://londonfirmledger.com/gazette/fca-cass-7-cass-6-cmar-resolution-pack-architecture-2026 London Firm Ledger en 2026-11-14T19:24:25.915Z FCA CASS 7 Client Money, CASS 6 Custody, CMAR & Resolution Pack Architecture (2026) https://londonfirmledger.com/gazette/uk-ifpr-mifidpru-own-funds-k-factors-icara-threshold-guide-2026 London Firm Ledger en 2026-11-14T19:22:25.915Z UK IFPR MIFIDPRU Own Funds, K-Factors & ICARA Threshold Architecture (2026) https://londonfirmledger.com/gazette/fca-consumer-duty-prin-2a-part-4a-s21-appointed-rep-guide-2026 London Firm Ledger en 2026-11-14T19:20:25.915Z FCA Consumer Duty PRIN 2A, Part 4A Permissions, s21 Gateway & AR Guide (2026) https://londonfirmledger.com/gazette/fscs-85000-protection-ibsar-special-administration-pra-guide-2026 London Firm Ledger en 2026-11-14T19:18:25.915Z FSCS GBP 85,000 Protection, IBSAR Special Administration & PRA Ring-Fencing Guide (2026) https://londonfirmledger.com/gazette/central-bank-of-ireland-car-iaf-gibraltar-gfsc-gar-guide-2026 London Firm Ledger en 2026-11-14T19:16:25.915Z Central Bank of Ireland CAR, IAF/SEAR & Gibraltar GFSC UK Market Access Guide (2026) https://londonfirmledger.com/gazette/cass-7-13-normal-vs-alternative-approach-reconciliation-mechanics London Firm Ledger en 2026-11-14T17:05:25.915Z FCA CASS 7.13 Normal vs Alternative Approach Client Money Segregation Mechanics https://londonfirmledger.com/gazette/bank-of-england-rate-hike-predictions London Firm Ledger en 2026-11-14T16:58:52.553Z Here’s when experts think the Bank of England will hike rates next - Mortgage Professional America https://londonfirmledger.com/gazette/boe-chief-economist-further-rate-rises-inflation London Firm Ledger en 2026-11-14T16:50:32.576Z BoE chief economist says further rate rises needed to combat inflation - Financial Times https://londonfirmledger.com/gazette/hsbc-uk-funding-boosts-west-midlands-dairy-production London Firm Ledger en 2026-11-14T16:40:54.239Z Funding from HSBC UK allows a West Midlands dairy to ramp up production - Farmers Guardian https://londonfirmledger.com/gazette/cass-7-15-internal-client-money-reconciliation-resource-requirement London Firm Ledger en 2026-11-14T16:40:25.915Z FCA CASS 7.15 Daily Internal Client Money Reconciliation & Top-Up Calculation https://londonfirmledger.com/gazette/barclays-job-cuts-new-york-london London Firm Ledger en 2026-11-14T16:31:18.481Z Barclays cut some jobs in New York yesterday. It's probably cutting in London next week too - eFinancialCareers https://londonfirmledger.com/gazette/ftse-100-holds-firm-amid-us-tech-falls London Firm Ledger en 2026-11-14T16:21:33.314Z FTSE 100 holds firm despite renewed US tech falls - London Evening Standard https://londonfirmledger.com/gazette/cass-7-15-20r-external-bank-statement-reconciliation-break-aging London Firm Ledger en 2026-11-14T16:15:25.915Z FCA CASS 7.15.20R External Client Money Reconciliations & Break Aging Controls https://londonfirmledger.com/gazette/cass-7-18-statutory-trust-acknowledgement-letter-20-day-rule London Firm Ledger en 2026-11-14T15:50:25.915Z FCA CASS 7.18 Trust Acknowledgement Letters & 20-Business-Day Rule https://londonfirmledger.com/gazette/cass-7-13-diversification-credit-institution-group-20-percent-cap London Firm Ledger en 2026-11-14T15:25:25.915Z FCA CASS 7.13 Client Bank Diversification, 20% Group Cap & 95-Day Term Rule https://londonfirmledger.com/gazette/cass-7-11-title-transfer-collateral-arrangements-ttca-retail-ban London Firm Ledger en 2026-11-14T15:00:25.915Z FCA CASS 7.11 Title Transfer Collateral Arrangements (TTCA) & Retail Ban https://londonfirmledger.com/gazette/cass-7-11-delivery-versus-payment-dvp-commercial-settlement-window London Firm Ledger en 2026-11-14T14:35:25.915Z FCA CASS 7.11.14R Delivery-versus-Payment (DvP) Settlement Window & T+3 Cap https://londonfirmledger.com/gazette/cass-7-14-clearing-house-ccp-client-transaction-account-margining London Firm Ledger en 2026-11-14T14:10:25.915Z FCA CASS 7.14 Client Transaction Accounts, CCP Margining & ISA Porting https://londonfirmledger.com/gazette/cass-7-17-statutory-trust-primary-secondary-pooling-events London Firm Ledger en 2026-11-14T13:45:25.915Z FCA CASS 7.17 Statutory Trust & CASS 7A Primary vs Secondary Pooling Events https://londonfirmledger.com/gazette/cass-6-2-safe-custody-asset-registration-nominee-company-governance London Firm Ledger en 2026-11-14T13:20:25.915Z FCA CASS 6.2 Safe Custody Asset Registration, CREST & Nominee Governance https://londonfirmledger.com/gazette/cass-6-4-prime-brokerage-rehypothecation-right-to-use-caps London Firm Ledger en 2026-11-14T12:55:25.915Z FCA CASS 6.4 Prime Brokerage Right-to-Use, Rehypothecation Caps & CASS 9.3 https://londonfirmledger.com/gazette/scotland-vs-north-macedonia-uefa-nations-league London Firm Ledger en 2026-11-14T12:41:45.452Z Scotland / North Macedonia - UEFA Nations League - Barclays Hampden, Glasgow - Scottish Football Association https://londonfirmledger.com/gazette/barclays-cuts-200-jobs-in-investment-bank London Firm Ledger en 2026-11-14T12:34:51.621Z Barclays to Cut About 200 Jobs in Its Investment Bank - Bloomberg.com https://londonfirmledger.com/gazette/cass-6-6-custody-recordkeeping-stock-shortfall-funding-rules London Firm Ledger en 2026-11-14T12:30:25.915Z FCA CASS 6.6 Custody Reconciliations, Rolling Stock Counts & Shortfall Cover https://londonfirmledger.com/gazette/black-friday-ai-scams-surge-56-gen-z-claims London Firm Ledger en 2026-11-14T12:27:41.444Z Shoppers worry about Black Friday AI scams, but drop their guard at checkout, as Gen Z scam claims surge 56 per cent - Home.Barclays https://londonfirmledger.com/gazette/interest-rate-rises-likely-in-coming-months-bank-of-england-economist London Firm Ledger en 2026-11-14T12:20:42.635Z Interest rate rises likely in coming months, Bank of England economist says - The Guardian https://londonfirmledger.com/gazette/sup-16-14-cmar-monthly-client-money-asset-return-regdata-filing London Firm Ledger en 2026-11-14T12:05:25.915Z FCA SUP 16.14 Monthly CMAR Filing, CASS Thresholds & RegData Validation https://londonfirmledger.com/gazette/best-7-ftse-100-dividend-yield-stocks London Firm Ledger en 2026-11-14T11:45:14.047Z Which 7%+ FTSE 100 dividend yield is best value? - Yahoo Finance UK https://londonfirmledger.com/gazette/cass-10-resolution-pack-48-hour-insolvency-retrieval-sla-testing London Firm Ledger en 2026-11-14T11:40:25.915Z FCA CASS 10 Resolution Pack Master Index & 48-Hour Insolvency Retrieval SLA https://londonfirmledger.com/gazette/cass-1a-3-oversight-officer-smf18-governance-committee-controls London Firm Ledger en 2026-11-14T11:15:25.915Z FCA CASS 1A.3 Oversight Officer, SM&CR Prescribed Responsibility (z) & Governance https://londonfirmledger.com/gazette/frc-client-asset-assurance-standard-qualified-adverse-audit-opinions London Firm Ledger en 2026-11-14T10:50:25.915Z FRC Client Asset Assurance Standard, SUP 3.10 Audits & Qualified Opinions https://londonfirmledger.com/gazette/cass-7-11-unallocated-unclaimed-client-money-charity-release-rules London Firm Ledger en 2026-11-14T10:25:25.915Z FCA CASS 7.13 Prudent Segregation, Unallocated Cash & 6-Year Dormant Rules https://londonfirmledger.com/gazette/cass-5-insurance-broker-statutory-non-statutory-trust-rules London Firm Ledger en 2026-11-14T10:00:25.915Z FCA CASS 5 vs CASS 7: Insurance Intermediary Statutory & Non-Statutory Trusts https://londonfirmledger.com/gazette/psr-2017-emr-2011-safeguarding-vs-cass-7-statutory-trust-gap-audit London Firm Ledger en 2026-11-14T09:35:25.915Z PSR 2017 & EMR 2011 Safeguarding vs FCA CASS 7 Statutory Trust Gap Audit https://londonfirmledger.com/gazette/mifidpru-4-4-permanent-minimum-capital-75k-150k-750k-tiers London Firm Ledger en 2026-11-14T09:10:25.915Z FCA MIFIDPRU 4.4 Permanent Minimum Capital Requirement: GBP 75k, 150k & 750k https://londonfirmledger.com/gazette/mifidpru-4-5-fixed-overheads-requirement-deductions-material-change London Firm Ledger en 2026-11-14T08:45:25.915Z FCA MIFIDPRU 4.5 Fixed Overheads Requirement: Deductions & 30% Change Triggers https://londonfirmledger.com/gazette/mifidpru-1-2-sni-small-non-interconnected-firm-quantitative-tests London Firm Ledger en 2026-11-14T08:20:25.915Z FCA MIFIDPRU 1.2 Small and Non-Interconnected (SNI) Firm Threshold Tests https://londonfirmledger.com/gazette/mifidpru-3-cet1-at1-tier2-own-funds-composition-gearing-ratios London Firm Ledger en 2026-11-14T07:55:25.915Z FCA MIFIDPRU 3 Own Funds Composition: 56% CET1, AT1 & Tier 2 Gearing Rules https://londonfirmledger.com/gazette/mifidpru-4-7-4-9-client-k-factors-kaum-kcmh-kasa-calibration London Firm Ledger en 2026-11-14T07:30:25.915Z FCA MIFIDPRU 4.7–4.9 Client K-Factors: K-AUM, K-CMH & K-ASA Calibration https://londonfirmledger.com/gazette/mifidpru-4-10-4-15-kcoh-kdtf-cash-derivatives-throughput-charges London Firm Ledger en 2026-11-14T07:05:25.915Z FCA MIFIDPRU 4.10 & 4.15 Throughput K-Factors: K-COH vs K-DTF Mechanics https://londonfirmledger.com/gazette/mifidpru-4-11-4-13-knpr-kcmg-market-risk-clearing-margin-models London Firm Ledger en 2026-11-14T06:40:25.915Z FCA MIFIDPRU 4.11–4.13 Market Risk: K-NPR CRR Ladders vs K-CMG × 1.3 Clearing https://londonfirmledger.com/gazette/mifidpru-4-14-ktcd-trading-counterparty-default-sft-derivative-ead London Firm Ledger en 2026-11-14T06:15:25.915Z FCA MIFIDPRU 4.14 Trading Counterparty Default (K-TCD): SA-CCR, RF & CVA https://londonfirmledger.com/gazette/mifidpru-5-kcon-concentration-risk-soft-hard-exposure-limits London Firm Ledger en 2026-11-14T05:50:25.915Z FCA MIFIDPRU 5 Concentration Risk (K-CON): 25% Soft Limit & 200%–900% Multipliers https://londonfirmledger.com/gazette/mifidpru-6-basic-liquid-assets-requirement-blar-core-sterling-gilts London Firm Ledger en 2026-11-14T05:25:25.915Z FCA MIFIDPRU 6 Basic Liquid Assets Requirement (BLAR): Core Cash & UK Gilts https://londonfirmledger.com/gazette/mifidpru-7-icara-overall-financial-adequacy-rule-ofar-stress-design London Firm Ledger en 2026-11-14T05:00:25.915Z FCA MIFIDPRU 7 ICARA & Overall Financial Adequacy Rule (OFAR) Governance https://londonfirmledger.com/gazette/mifidpru-7-6-own-funds-threshold-oftr-operational-add-ons London Firm Ledger en 2026-11-14T04:35:25.915Z FCA MIFIDPRU 7.6 Own Funds Threshold Requirement (OFTR): Harm-to-Client Add-Ons https://londonfirmledger.com/gazette/mifidpru-7-7-liquid-assets-threshold-intraday-margin-calls London Firm Ledger en 2026-11-14T04:10:25.915Z FCA MIFIDPRU 7.7 Liquid Assets Threshold Requirement (LATR) & Intraday Margin https://londonfirmledger.com/gazette/mifidpru-7-5-wind-down-planning-triggers-solvent-exit-cost London Firm Ledger en 2026-11-14T03:45:25.915Z FCA MIFIDPRU 7.5 Wind-Down Planning: Triggers, CASS Transfers & Exit Costs https://londonfirmledger.com/gazette/mifidpru-2-5-prudential-consolidation-group-capital-test-gct London Firm Ledger en 2026-11-14T03:20:25.915Z FCA MIFIDPRU 2.5 Prudential Consolidation vs Group Capital Test (GCT) Waiver https://londonfirmledger.com/gazette/mifidpru-9-mif001-mif007-quarterly-regdata-prudential-return-audit London Firm Ledger en 2026-11-14T02:55:25.915Z FCA MIFIDPRU 9 Prudential Reporting: Quarterly MIF001–MIF008 RegData Audits https://londonfirmledger.com/gazette/mifidpru-7-8-early-warning-indicators-110-percent-fca-notification London Firm Ledger en 2026-11-14T02:30:25.915Z FCA MIFIDPRU 7.8 Early Warning Indicators: 110% OFTR Notification & Recovery https://londonfirmledger.com/gazette/sysc-19g-mifidpru-remuneration-code-material-risk-taker-deferrals London Firm Ledger en 2026-11-14T02:05:25.915Z FCA SYSC 19G MIFIDPRU Remuneration Code: Basic, Standard & Extended MRT Rules https://londonfirmledger.com/gazette/mifidpru-8-pillar-3-disclosures-own-funds-governance-rules London Firm Ledger en 2026-11-14T01:40:25.915Z FCA MIFIDPRU 8 Public Disclosures: Own Funds Template, Governance & ESG https://londonfirmledger.com/gazette/prin-2a-4-fair-value-assessments-platform-cash-interest-fx-spreads London Firm Ledger en 2026-11-14T01:15:25.915Z FCA PRIN 2A.4 Fair Value Assessments: Cash Interest Double-Dipping & FX Spreads https://londonfirmledger.com/gazette/prin-2a-3-products-services-outcome-target-market-negative-screening London Firm Ledger en 2026-11-14T00:50:25.915Z FCA PRIN 2A.3 Products & Services Outcome: Target Market & Negative Screening https://londonfirmledger.com/gazette/prin-2a-5-consumer-understanding-behavioural-risk-testing London Firm Ledger en 2026-11-14T00:25:25.915Z FCA PRIN 2A.5 Consumer Understanding: Behavioural Testing & Risk Warnings https://londonfirmledger.com/gazette/prin-2a-6-consumer-support-sludge-audit-exit-barriers-board-reports London Firm Ledger en 2026-11-14T00:00:25.915Z FCA PRIN 2A.6 Consumer Support: Sludge Audits, Exit Friction & Board Reports https://londonfirmledger.com/gazette/fsma-s19-s20-part-4a-permission-perimeter-rao-regulated-activities London Firm Ledger en 2026-11-13T23:35:25.915Z FSMA s19 General Prohibition, s20 Part 4A Permissions & RAO Perimeter Guide https://londonfirmledger.com/gazette/cond-2-threshold-conditions-uk-mind-management-effective-supervision London Firm Ledger en 2026-11-13T23:10:25.915Z FCA COND 2 Threshold Conditions: UK Mind & Management and Supervision https://londonfirmledger.com/gazette/fsma-s55j-s55l-vop-oivop-voluntary-own-initiative-asset-restrictions London Firm Ledger en 2026-11-13T22:45:25.915Z FSMA s55J & s55L VREQ, OIREQ & OIVOP: FCA Asset Restrictions & Freezes https://londonfirmledger.com/gazette/fsma-s21-financial-promotion-gateway-s55na-approver-permission-rules London Firm Ledger en 2026-11-13T22:20:25.915Z FSMA s21 Financial Promotion Restriction & s55NA Approver Gateway Rules https://londonfirmledger.com/gazette/cobs-4-12a-restricted-mass-market-investments-high-risk-cooling-off London Firm Ledger en 2026-11-13T21:55:25.915Z FCA COBS 4.12A & 4.12B High-Risk Investments: RMMI 24h Cooling-Off & NMMI Ban https://londonfirmledger.com/gazette/cobs-22-5-retail-cfd-leverage-caps-50-percent-closeout-crypto-ban London Firm Ledger en 2026-11-13T21:30:25.915Z FCA COBS 22.5 Retail CFD Leverage Caps, 50% Close-Out & Crypto-CFD Ban https://londonfirmledger.com/gazette/ps23-6-qualifying-cryptoasset-promotions-overseas-exchanges-uk-users London Firm Ledger en 2026-11-13T21:05:25.915Z FCA PS23/6 Qualifying Cryptoasset Promotions & Overseas Exchange Rules https://londonfirmledger.com/gazette/sup-12-appointed-representative-principal-firm-oversight-ps22-11 London Firm Ledger en 2026-11-13T20:40:25.915Z FCA SUP 12 Appointed Representatives: PS22/11 Principal Oversight & REP025 https://londonfirmledger.com/gazette/sup-12-regulatory-hosting-principal-capital-adequacy-ar-termination London Firm Ledger en 2026-11-13T20:15:25.915Z FCA Regulatory Hosting Principals: Capital Adequacy & SUP 12.8 AR Offboarding https://londonfirmledger.com/gazette/frn-register-companies-house-forensics-clone-firm-checks London Firm Ledger en 2026-11-13T19:50:25.915Z FCA FRN Register & Companies House Forensics: Clone Firm Warning Verification https://londonfirmledger.com/gazette/smcr-core-enhanced-tiers-smf16-smf17-prescribed-duties London Firm Ledger en 2026-11-13T19:25:25.915Z FCA SM&CR Solo-Regulated Tiers: SMF16, SMF17, Prescribed Responsibilities & Duty of Responsibility https://londonfirmledger.com/gazette/disp-1-complaint-handling-8-week-final-response-fos-430k-award-limit London Firm Ledger en 2026-11-13T19:00:25.915Z FCA DISP 1 Complaint Rules: 3-Day Summary, 8-Week Final Response & GBP 430k FOS Limit https://londonfirmledger.com/gazette/cobs-2-3a-mifid-inducements-pfof-ban-joint-research-rules London Firm Ledger en 2026-11-13T18:35:25.915Z FCA COBS 2.3A Inducements, Payment for Order Flow (PFOF) Ban & PS24/9 Research https://londonfirmledger.com/gazette/cobs-11-2a-best-execution-venue-governance-slippage-asymmetry-audits London Firm Ledger en 2026-11-13T18:10:25.915Z FCA COBS 11.2A Best Execution: Total Consideration, Slippage Asymmetry & TCA https://londonfirmledger.com/gazette/fsma-s166-skilled-person-reviews-cost-remediation-defence London Firm Ledger en 2026-11-13T17:45:25.915Z FSMA Section 166 Skilled Person Reviews: Panel Selection, Costs & Remediation https://londonfirmledger.com/gazette/fscs-comp-4-2-eligible-claimants-retail-micro-enterprise-rules London Firm Ledger en 2026-11-13T17:20:25.915Z FCA COMP 4.2 Eligible Claimants: Retail, Micro-Enterprise & Institutional Exclusions https://londonfirmledger.com/gazette/fscs-comp-5-5-designated-investments-vs-spot-fx-crypto-gaps London Firm Ledger en 2026-11-13T16:55:25.915Z FCA COMP 5.5 Designated Investment Business vs Spot FX, Bullion & Crypto Gaps https://londonfirmledger.com/gazette/fscs-deposit-protection-85k-joint-accounts-1m-thb-thresholds London Firm Ledger en 2026-11-13T16:30:25.915Z PRA Deposit Protection: GBP 85k Single, GBP 170k Joint, Shared FRNs & GBP 1M THB Rules https://londonfirmledger.com/gazette/fscs-look-through-secondary-pooling-cass-7-bank-insolvency London Firm Ledger en 2026-11-13T16:05:25.915Z FSCS Look-Through Deposit Protection on Segregated CASS 7 Balances in Bank Insolvency https://londonfirmledger.com/gazette/fscs-emoney-payment-institution-safeguarding-non-coverage-rules London Firm Ledger en 2026-11-13T15:40:25.915Z EMI & Payment Institution Safeguarding vs FSCS: Non-Coverage & FCA CASS 15 Reforms https://londonfirmledger.com/gazette/fscs-in-default-declaration-subrogation-compensation-timelines London Firm Ledger en 2026-11-13T15:15:25.915Z FSCS "In Default" Declarations, COMP 7.2 Subrogation & Payout Timelines Explained https://londonfirmledger.com/gazette/ibsar-2011-investment-bank-special-administration-objectives London Firm Ledger en 2026-11-13T14:50:25.915Z IBSAR 2011 Investment Bank Special Administration: The Three Statutory Objectives https://londonfirmledger.com/gazette/ibsar-soft-hard-bar-dates-distribution-plans-court-sanction London Firm Ledger en 2026-11-13T14:25:25.915Z IBSAR Soft Bar Dates, Hard Bar Dates & High Court Distribution Plan Sanctions https://londonfirmledger.com/gazette/ibsar-administrator-costs-client-asset-pool-deduction-fscs-topup London Firm Ledger en 2026-11-13T14:00:25.915Z IBSAR Rule 135 Special Administrator Costs: Client Pool Deductions & FSCS Top-Ups https://londonfirmledger.com/gazette/pra-ring-fencing-35-billion-core-deposits-excluded-activities London Firm Ledger en 2026-11-13T13:35:25.915Z PRA Bank Ring-Fencing: Core Deposit Thresholds (GBP 35B) & Excluded Activities https://londonfirmledger.com/gazette/pra-rfb-governance-independence-intragroup-large-exposures London Firm Ledger en 2026-11-13T13:10:25.915Z PRA Ring-Fenced Body Governance: Board Independence, Intragroup Caps & Arm's-Length Rules https://londonfirmledger.com/gazette/pra-single-customer-view-scv-24-hour-file-verification-rules London Firm Ledger en 2026-11-13T12:45:25.915Z PRA Single Customer View (SCV) & Exclusions View: 24-Hour FSCS File Verification Rules https://londonfirmledger.com/gazette/bank-of-england-mrel-bail-in-creditor-hierarchy-resolution London Firm Ledger en 2026-11-13T12:20:25.915Z Bank of England MREL, Bail-In Resolution & the UK Insolvency Creditor Hierarchy