Institution record
Finalto
Finalto Group Limited
- Source score
- 6.0
- Source exposures
- 0
- Comments
- 0
Licence records
Licences within our coverage (selected financial house and brokerage records: united kingdom, ireland and gibraltar) are listed first. Check each one on the regulator's own register.
| Regulator | Licence no. | Status | Licensed entity | Date | |
|---|---|---|---|---|---|
In our coverage Financial Conduct Authority (UK FCA) | 481853 | Regulated | Finalto Financial Services Limited | 2008-09-08 | |
In our coverage Financial Conduct Authority (UK FCA) | 607305 | Regulated | Finalto Trading Limited | 2014-09-04 | |
Australian Securities and Investments Commission | 000424008 | Regulated | Finalto (Australia) Pty Ltd | 2012-10-08 | |
Cyprus Securities and Exchange Commission | 092/08 | Regulated | Safecap Investments Ltd | 2008-07-28 |
Peer source record comparison
Compare imported fields for Finalto and other records in our selected financial house and brokerage records: united kingdom, ireland and gibraltar dataset. These are not independent audit findings.
| Institution | Primary regulators | Regulated / total | Risk classification | Source score | Source exposures |
|---|---|---|---|---|---|
| Finalto (this record) | Financial Conduct Authority (UK FCA)Financial Conduct Authority (UK FCA)ASIC+1 | 4 / 4 | Risk level not supplied | 6.0 | 0 |
Financial Conduct Authority (UK FCA)Financial Services Authority Seychelles | 2 / 2 | Risk level not supplied | 7.0 | 0 | |
Financial Conduct Authority (UK FCA) | 1 / 1 | Risk level not supplied | 6.0 | 0 | |
Financial Conduct Authority (UK FCA) | 1 / 1 | Risk level not supplied | 6.0 | 0 | |
Financial Conduct Authority (UK FCA) | 1 / 1 | Risk level not supplied | 6.0 | 0 | |
Financial Conduct Authority (UK FCA)AMFDFSA | 3 / 3 | Risk level not supplied | 5.0 | 0 |
Finalto: institutional due diligence FAQ
Key supervisory, licensing, and counterparty verification questions generated from the dataset.
What is Finalto's regulatory licence status and supervisory authorisation?
The imported dataset contains 4 licence entries associated with Finalto (legal entity reference: Finalto Group Limited); 4 are labelled "regulated" and 4 are labelled regulated or registered: Financial Conduct Authority (UK FCA) — licence 481853, status: regulated; Financial Conduct Authority (UK FCA) — licence 607305, status: regulated; ASIC (Australian Securities and Investments Commission) — licence 000424008, status: regulated; CYSEC (Cyprus Securities and Exchange Commission) — licence 092/08, status: regulated. These fields are not independent confirmation of current authorisation. Check the exact contracting entity and registration number on the official Financial Conduct Authority (UK FCA), ASIC, CYSEC public register.
Which of Finalto's jurisdictions and licences fall within this site's regulatory coverage?
This directory focuses on selected financial house and brokerage records: united kingdom, ireland and gibraltar. 2 of Finalto's 4 licence records fall directly within this jurisdictional mandate: Financial Conduct Authority (UK FCA) (licence 481853, regulated, entity: Finalto Financial Services Limited); Financial Conduct Authority (UK FCA) (licence 607305, regulated, entity: Finalto Trading Limited). Always confirm whether client money segregation and statutory investor compensation schemes apply to the specific subsidiary onboarding your account.
What is Finalto's institutional risk classification, enforcement exposure, and score profile?
Finalto carries a "risk level not supplied" classification in the source dataset, alongside composite 5-dimension ratings out of 10 (overall: 6.0, risk & licensing: 6.0, brand: 6.0, market influence: 6.0, user reputation: 0.0). The imported source lists 0 exposure entries. Because these figures reflect imported source fields rather than primary audit findings, compliance teams should review primary enforcement bulletins directly.
What operational due diligence steps apply to Finalto's platforms, entity structure, and complaints?
Before allocating capital or executing trades with Finalto, institutional and retail allocators should: (1) confirm the domain (not supplied in source) against regulator-approved domains to guard against clone firms; (2) verify whether any of the 0 source exposure entries or 0 user comments involve withdrawal restrictions or scope violations; and (3) confirm the dispute-resolution ombudsman tied to Financial Conduct Authority (UK FCA).